Anthropology 98T
Why the Europeans Conquered the World
Winter 1999
For most of human history, western Europe has contained technologically-backwards and politically-disorganized groups of people. However, during a 400 year period starting around 1500 AD, Europeans conquered much of the World. For thousands of years preceding the European ascendancy, Chinese, Mesoamerican, and African civilizations were both technologically and politically far more complex than the tribes of Western Europe. So, why were a few tribes in western Europe, in a relatively short period of time, able to spread their languages, economic systems, political systems, clothing styles, institutions, religions, people and technology across much of the world?
In addressing this question, we’ll build a general theory of societal evolution that accounts for the differences we observe among human groups, and we’ll apply this theory to understanding the European expansion that occurred after 1500 AD.
Instructor: Joe Henrich
Office: 3113 Hershey Hall (next to botanical gardens and bio-med library)
Office Hours: Tuesday 10:30am-12; Thursday 1pm-2:30pm
Email: henrich@ucla.edu
Phone: Office: 213-2314; 206-7898; Home 575-4335
Website: www.sscnet.ucla.edu/99W/anthro98t-1
My office hours provide guaranteed times when I'll be in my office, however you are welcome to drop by anytime—I'm frequently in my office. We can also make an appointment to meet if my office hours don't fit your schedule. Appointments are especially encouraged if you think we'll need more than about 15 to 20 minutes. If you need to make an appointment, ask a simple question or deliver a message, email is the best method.
The class website will provide an updated copy of the syllabus and new information as the class goes on. There will also be a discussion board where students can ask questions and discuss issues covered in the class.
Texts/Reading
Course Requirements
Assignments |
Percent of Grade |
Due |
1-2 page summaries (8) |
33.3 |
beginning of assigned classes |
Mid-term Exam |
33.3 |
week 7, Class 14 |
Final Paper Draft |
----- |
week 8, Class 16 |
Final Paper 9-11 pages |
33.3 |
Thursday of finals week 3pm |
1-2-page Summaries: For 8 of our 20 classes students must write a summary of the assigned readings. Most of the time this will consist of summarizing one of Diamond’s sub-arguments and corresponding evidence. After the summary, students are encouraged to write their own reflections, comments and/or criticisms. The summary should be about 1 to 1.5 pages and the reflections should be about 0.5 to 1 page. All written work must be word-processed with double-spacing, 10-12 point type and 1 inch margins.
Grading on summaries: The first three summaries will be graded with hypothetical scores from 0 to 20, but only officially recorded as "C" or "N" ("credit" or "no credit"). Any reasonable effort will receive a "C." In the following class students will receive their summaries back with constructive comments. Starting on summary 4 (week 4), after having developed solid summary writing skills and an understanding of the instructor's preferences, students’ summaries will be graded from 0 to 20 and recorded for all time. Only the summary portion will be evaluated, not the reflections, commentaries or critiques (unless these parts are missing entirely).
To summarize the substantive argument(s) in the reading you should first read all the assigned reading and identify the underlying points. Your summary should start with these points and bring support and evidence to them. Don’t rely on the author’s order of presentation or his use of space—he’s writing a popular book and you’re writing a scholarly page. For example, Diamond often starts off a chapter with a personal or historical tale that makes a bigger point. Your summary should lead off with the "bigger point", and support it with Diamond’s examples or evidence. Often Diamond’s tales take up more space than his explicit point or the more convincing evidence, but this should not be reflected in your organization or use of space. Students should also keep the discussion questions (see weekly outline below) for each class in mind while reading and use them to organize their thoughts and summaries.
Mid-term Examination: This is a piece of cake. By week 7, we will have read, discussed and criticized about 9 different sub-arguments from Diamond. The test will consist of 3 or 4 questions (from about 9 possibilities) and you will have to summarize each argument and criticize it. Much of the summary information can be gleaned from Diamond’s book, but the criticism component will require careful attention to class lectures and discussions. Time will not be a factor on this examination.
Draft Paper: This is simply an opportunity for students to get feedback on their papers. No evaluations will be made. I highly recommend that you turn in a full draft and be prepared to rewrite it substantially. However, I’ll accept anything, even a partially written paper or a basic outline. Failure to turn in at least a basic outline will have the most drastic and dire consequences.
Final Paper: The final 9-11 page paper is an excellent opportunity to go beyond the material presented in the course. Find a puzzle to solve, or a piece of history, archaeology, biology or anthropology that especially interests you. Because of the breadth of knowledge required to address big questions, no one can be an expert (it’s impossible). As you’ll see, many of the arguments presented in class and in the readings are built on claims and assertions about history, ethnography, genetics, epidemiology, etc. Pick a claim that you’re skeptical about and go find if it’s true. Papers that boldly argue counter to claims presented in class or in the book are especially encouraged! I’ll point out possible paper topics as we go along.
Seminar Objectives
1. Provide a theoretical and empirical foundation for understanding why peoples from different parts of the world have experienced different historical trajectories and possess different cultures (and thereby refute theories that suggest these differences result from genetic differences between peoples).
2. Give students an understanding of how geographic, demographic, epidemiological and environmental factors combine with group selection and cultural transmission processes to give rise to history, and particularly to increasing political and technological complexity.
Course Schedule
Week 1
Class 1: Course Introduction. Lecture: Theories of why people from different groups and places possess different beliefs, practices and values. Discussion: what do you think? Why are peoples different? I’ll also provide an overview of Diamond’s argument.
Class 2: Is a science of history possible? Or, is history just "one damn thing after another?" Are there broad patterns and discernible processes in history? How can we root these patterns and processes in individual human psychology?
Reading: In Diamond: Prologue and Chapter 1 (p. 13-52)
Week 2
Class 3: Societal Evolution via Group Selection. Why were the Maori able to conquer and enslave the Moriori so easily? Why didn’t the Moriori fight back? What does the history and diversification of Polynesia tell us about the evolution of societal complexity? Why were Pizarro and 168 Spanish soldiers able to conquer Emperor Atahuallpa and his army of 80,000 in only a few days? Lecture: The myth of "primitive warfare"
Reading: In Diamond: Chapters 2 and 3 (53-81)
Summary Due
Class 4: The Rise of Europe. Who were the dominant powers in the World between 1000 AD and 1500 AD? Why did they decline in political and technological prominence? During the first portion of this period Europeans created few new ideas, inventions or organizational structures, yet their relative deficit began to vanish at an increasing rate. Why?
Reading: In McNeill: Chapter 2 (p. 24-62)
Summary Due
Week 3
Class 5 & 6 Evolution of Agriculture. Where did agriculture first start? Why there? If agriculture is so great why didn’t everyone start doing it much sooner? Why did agriculture start so late in the New World compared with Eurasia? Is agriculture a tribute to human intelligence and ingenuity? If so, how have leaf-cutter ants and termites domesticated fungus? Is agriculture and sedentization necessary for the rise of socio-economic and political complexity? How does all this relate to Europeans conquering the World?
Reading: In Diamond: Chapters 4, 6, 7 and 8 (p. 85-156)
In packet: Ants, Crops, and History (p. 1974-1975)
Summary Due in Class 5
Week 4
Class 7 Animal Domestication. Why did early Fertile Crescent societies have so many domesticated animals so early? Why did the New World, Australian, New Guinean and African societies domesticate so few or none? What’s Diamond’s (McNeil’s) hypothesis about the orientation of the continents? How would this influence societal development in the New World and Africa? Are Australia and North America exceptions? What does this tell us about the relative importance of invention vs. diffusion? Lecture: cultural transmission, group selection and societal evolution.
Reading: In Diamond Chapters 9 and 10 (p. 157-191)
Summary due
Class 8 Germs Invade. Diseases transmitted from European sailors decimated New World populations. Why were European diseases more lethal to New Worlders than New World diseases were to Europeans? Why didn’t European diseases decimate African or New Guinean populations? How did this delay or prevent the colonization of Africa and New Guinea (Europeans did not know millions of people lived in the interior of New Guinea until 1936). How does Black’s perspective affect Diamond’s argument?
Reading: In Diamond: Chapter 11 (p. 195-214); Black article (2 pages)
Summary due
Week 5
There’s only one summary due this week. You can write it for either the reading from Class 9 or Class 10. If you pick Class 9, it’s due in Class 9. If you pick Class 10, it’s due in Class 10.
Class 9 Invention or Diffusion?. According to all that we’ve learned so far, what’s more important diffusion or invention? Is "necessity the mother of invention"? Written language turns out to be quite useful. Why was it only invented 2 or 3 times in human history? The wheel seems like a fairly simple and useful invention, why was it only invented once (maybe twice) in human history? Why did the entire New World and Sub-Saharan Africa not invent the wheel? If inventions build one on top of other, what impact does this have on the evolution and competition among societies?
Reading: In Diamond Chapters 12 and 13 (p. 215-264)
Class 10 How did we get from small scale to foraging bands to vast, multi-ethnic nation states? What processes account for this transformation? Why didn’t it happen everywhere?
Reading: In Diamond Chapter 14 (p. 265-292)
Week 6
Class 11 & 12 Prior to the European expansion, did most peoples remain in their home territory and live in peaceful harmony with their environment? What does the Bantu expansion through sub-Saharan Africa, the Mandarin expansion through South East Asia, the Austronesian expansion across the Pacific, and the spread of agriculture in Europe tell us about the nature of history and societal evolution? What’s the evidence for these expansions, and why is it so compelling?
Reading: In Diamond Chapters 15, 16, 17 (p. 295-353) and Chapter 19 (p. 376-401)
Summary Due in Class 12
Week 7
Class 13 Discussion Question: Why are the differences between the New World and the Old World so stark? Why does the New World seem to have a "late start." If Africa and the New World became available for conquest and plunder around the same time, why did Spain concentrate on the New World and not invade Africa?
Reading: In Diamond Chapter 18 (p. 354-375)
Class 14 Mid-term Examination
Week 8-Week 9
Class 15 Summary and discussion of the material presented so far in the course. What are the main problems with Diamond’s arguments? Where is his data weak and where is it strong? Do you accept his argument? If not, what new evidence would convince you? If you do accept it, what kind of evidence or argument might persuade you the other way?
Diamond’s argument is primarily geographic and environmental: Is this sufficient? Should we prioritize geographic factors over cultural ones in understanding human history, considering that humans are ultra-social (compared to other animals), and derive most of their ideas, beliefs, values and behaviors from their cultural milieu? Diamond dismisses the importance of divergent historical trajectories on different continents with one key, untested, assumption; what is it?
Reading: In Diamond: Epilogue (p. 405-425)
Class 16 & 17 What were the key factors in the rise of European military power from 1000 to 1600? Why did European weapons, military organization and naval technology advance so quickly? Did climatic changes aid the European advance, relative to other regions? Consider the invention and proliferation of the cannon. Why was the defense against the mighty cannon developed so rapidly in Europe, but never adopted elsewhere in the World?
Reading: In McNeill Chapters 3 and 4 (p. 63-143)
Draft Paper Due in Class 16
Summary Due in Class 17
Class 18: Apply the ideas we’ve discussed to the rise of the British Empire (as it rose to predominance over the rest of Europe) and the present dominance of the United States. How do Diamond’s ideas about the geographic segmentation and partial isolation of Europe apply to these cases. Can these factors account for the sheer dominance of Britain and later the U.S. in terms of technological innovation and scientific discovery?
Reading: TBA
Week 10
Class 19 & 20: Apply the processes we’ve discussed to the emergence of freedom and democracy. Until recently all complex societies were centralized command economies in which the same person or group of people held the military, economic and political power. Why did some European groups begin to evolve away from this ancient model, and why did these new institutions spread so rapidly. If these institutions were so "successful" (in terms of their rates of proliferation), why didn’t they emerge in the preceding 4000 years of societal evolution? Were these really new ideas? How could a concept like individual rights or democratic government ever come about? Do courts, judicial procedures, individual rights, and free elections result from invention, social contract or are they more likely an unintentional product of unconscious evolutionary processes?
Reading:
Class 20: Summary and Discussion. Possible guest speaker: Jared Diamond.
Finals Week: Paper due Thursday 3pm.